If you’re a client advisor, the new rules regarding financial planning will have a major impact on your profession. Our e-book on financial planning and compliance is a practical reference guide for complying with the new Swiss Financial Services Act (FIDLEG), in particular for those who prefer consulting without the help of software. We’ll be happy to send you the e-book, free of charge.

The e-book describes:

• the complex legal principles and rules of conduct in a practical and easy-to-understand manner
• the details of the advisory process, including all legal requirements
• the penalties in the event of non-compliance with the law
• other obligations which are required by your professional activity

E-book details:
41 pages in German

Authors: Willy Graf, lic. iur. HSG